Money
Regulation
SEC and CFTC Seek Input to Harmonize Swap Data Reporting Rules
The SEC and CFTC issued a joint request for public input on swap data reporting rules i...
Regulation
Regulation
SEC novel ETFs Rules Under Review as SEC Seeks Public Feedback
SEC novel ETFs face regulatory review as the agency requests public comment. Learn how ...
Regulation
SEC Small Business Advisory Committee to Modernize Market Access in 2026
The SEC Small Business Advisory Committee will hold a public meeting on July 21, 2026, ...
Regulation
SEC Updates Municipal Advisor Registration FAQs for Remote Work and P3s
SEC updates guidance on municipal advisor registration covering P3 projects, remote off...
Regulation
SEC Proposes Regulation E-Delivery to Modernize Financial Disclosures in 2026
Discover how the SEC proposed Regulation E-Delivery in 2026 to make electronic communic...
Regulation
SEC Enforcement Leadership Changes as Sam Waldon Prepares Departure
SEC enforcement leadership will see a major transition as Principal Deputy Director Sam...
Regulation
Fed Enforcement Action Names Former Regions and First Interstate Staff
The Fed enforcement action in 2026 bans two former bank employees over misappropriation...
Regulation
SEC enforcement unit launched for accounting fraud cases in 2026
The SEC enforcement unit was established in August 2026 to target financial reporting f...
Regulation
SEC charges Adit Ventures Management and CEO with multi-million dollar fraud
SEC charges New York investment adviser Adit Ventures Management, CEO Eric Munson, and ...
Regulation
Federal Reserve Proposes Updates to Fed Regulation O Rules
The Federal Reserve unveiled a Fed Regulation O proposal to update bank insider credit ...